I suppose it's an annual event with me but here it is Spring and the matter of Claims for Dietary Supplements has come back to my focus. As the industry gathers once more for a confab -- maybe someone ought to think a bit about what is going on with Claims Structures in the United States and thnk further about what the industry can DO about it.
Do as I
say, NOT as I said.
As we press
onward in our never-ending search for the reality of the regulatory structure
we live in here in the United
States, it seems that we are forgetting
history. And by WE I mean all of
us. The industry members, the FDA –
everyone who is presently involved has forgotten what went before. What triggered this epiphany was a review of
some claims a company wanted to make concerning a product or two intended for
release into the market. The company
crafted the claims carefully, insured that substantiation existed for the
claims intended to be made and were ready to go. Then, a review of extant (not historical) FDA
responses to similar claims stopped the whole process short.
Now, the
historical perspective goes all the way back to 2000 – and actually goes back
farther than that, but for the discussion here, the operable date is but seven
years ago. The Federal Register notice
of January 6 of that year contained (on pages 999 through 1050 the section
titled: Regulations on Statements Made for Dietary Supplements Concerning the
Effect of the Product on the Structure or Function of the Body; Final Rule. This is the regulation now found in the Code
of Federal Regulations at 21CFR Section 101.93.
What is not contained in the CFR is the history (in this case the
discussion that was part of the posting way back in the year 2000.
I have long
held the position that FDA is slowly but surely narrowing the claims that
supplements can legally make by opinion and fiat and not in accordance with the
Law – you know the Federal Food, Drug and Cosmetic Act. Anyway, here’s a bit more proof.
The claims
at issue by this company involve a product intended for support of joint health. A glimpse into history now provides some of
the perspective applied in crafting the claims desired.
On page
1013 of this Federal Register notice FDA states:
“FDA does
not agree that the final rule eliminates all meaningful claims for dietary
supplements. FDA believes that there are many meaningful structure/function
claims that can be made without implying disease treatment or prevention, and
has listed a number of such claims in this preamble.”
This would
seem to be great news. The comments to
the Proposed Rule inquired and FDA answered.
What a wonderful outcome. Or so
it seemed. But to reinforce this
statement, FDA also said (across pages 1016 and 1017):
“The claim ‘helps
support cartilage and joint function,’ on the other hand, would be a
permissible structure/function claim, because it relates to maintaining normal
function rather than treating joint pain.” [emphasis added]
FDA had
additionally clarified its position on pain relief claims as follows:
“FDA agrees
that some minor pain relief claims may be appropriate structure/function claims
for dietary supplements. A claim that a product is intended to treat minor
pain, without reference of any other conditions, symptoms, or parts of the body
that would imply disease treatment or prevention, would be an appropriate
structure/function claims, because minor pain, by itself, can be caused by a
variety of conditions, not all of them disease-related.” [Found at Page 1030 –
again emphasis added]
Wow. So pain claims can be made (as long they
aren’t joint pain claims) and joint health claims can be made (as long as they
don’t involve the mention of pain. Not
so fast.
In 2004,
FDA sent a “courtesy letter” to another company stating that the claim “[R]educing
pain due to everyday activity . . . . [is] a disease claim because it suggests
that the product is intended to treat, prevent, or mitigate diseases, namely
joint disorders such as arthritis, when consider in the context of the other
claims regarding the promotion of joint health, mobility, comfort and cartilage
integrity and C-reactive protein levels.”
[still more emphasis added]
Therefore,
you cannot have a product capable of accomplishing both outcomes (relief of
pain and promotion of joint health).
That is you can have a product – you just can’t tell anyone what it
does. Once again we have stepped through
the looking glass of the FDA’s view of dietary supplements. In spite of the fact that FDA publicly stated
that joint health claims could be made and that pain relief claims could be
made – you cannot make them in the labeling of a single product. Where this logic comes from is anyone’s guess
but there it is. The intended claims for
the joint product that is the genesis for this posting is one that has
ingredients that perform both functions.
The intended claims were lifted directly from this cited Federal Register
notice as being “acceptable” by FDA.
Yet, the precedent set by what FDA now SAYS rather than what it SAID
eliminates the opportunity to make these claims.
Another
“courtesy letter” issued in 2005 disallows the claim “Reduces Pain.” If that phrase sounds familiar it should – it
was posted in the Federal Register notice.
You see, as
time passes we all tend to forget that which has gone before. Like FDA forgetting that they allowed
specific claims and offered the opinion that such claims were fine. It seems the context is the thing here and FDA
continued in its reasoning in 2004 that:
“We stated
that since pain is not a normal state, nor are there ‘normal pain levels’” a
claim about pain treatment or prevention is ordinarily a disease claim.”
This was an
obvious reference to their statements made in that silly old 2000 Federal
Register notice. Funny that. If one takes the time to review the history,
here is what FDA had to say “in context.”
“FDA does
not agree, however that general well-being or health maintenance claims would
encompass such pain claims. Pain is not a normal state, nor are there ``normal
pain levels.’”
The context
of their excerpted statement was one of general well-being. The disallowed claim presentation was not at
all aligned with this. Disallowance of
claims previously allowed without following regulatory procedure is not only
inappropriate, it is in violation of the same United States Code that FDA
contends it is upholding.
The point
to all of this is that we, as an industry, face a large number of
challenges. It is fully time for us to
challenge back. This action would take
the place of inaction, or non-compliance in acknowledgement of FDA’s complete
lack of enforcement of the existing regulations – that is unless you submit
your claims as mandated by the regulations and allow for FDA to ignore or
rewrite history.
The hope
here is that someone somewhere will have the gumption to stand up to this
incredible revisionism and stop the process of claims elimination. I once wrote an article (and a bit of
commentary to the Proposed Rule that preceded this Final Rule) that discussed
FDA’s intentions as to claims. The
apparent fear is that the consumer will learn too much about the products they
use from sources other than the FDA. In
the end, unless we, as an industry, do something constructive, the only claims
we will be allowed to make will be:
“This is a
REALLY Good product. We can’t tell you what
it’s good for or what it does but it is REALLY Good.”